Compliance Analyst

Investment Compliance Analyst opportunity is available with one of my Investment Analytics client team. You will need to have related industry experience with exposure to investment compliance and relevant regulatory requirements as well as compliance software exposure such as StatPro, Fundamental and strong Excel skills, too!

Responsibilities: 

• Maintain a solid understanding of the investment industry, investment products, instruments and structures
• Maintain an understanding of relevant investment regulations, such as AIFM, UCITS, ASISA, CISCA
• Expand and understand processes across the different products, services of the business
• Liaise with internal teams to improve industry compliance reporting solution 
• Manage daily, monthly, quarterly and annual retrieval, validation, reconciliation and maintenance of compliance data
• Monitor compliance, breach investigations and analyse data 
• Manage integrity of sensitive client data
• Run, check and send client reports daily, monthly, quarterly and annually 
• Transcribe and examine report results
• Manage queries, resolve both internal and external client queries
• Transcribe legislation, regulations, standards and client mandates, and development of rules in compliance systems

Requirements: 

• Minimum of a completed degree focused on accounting, finance and / or investments
• Must have 1-3 years experience in investment compliance and associated regulatory requirements
• Must have previous exposure to investment systems,compliance software (e.g. StatPro, Fundamental and Moonfire) 
• Must have excellent Microsoft Office, Excel skills 
• Must be professional, accountable with strong work ethic
• Must be methodical, deadline driven, highly organized and efficient